North Carolina Department of the Secretary of State
Charitable Solicitation Licensing Division
P.O. Box 29622
Raleigh, NC 27626-0622
Telephone: 919-814-5400
1. Application Type: ☐ Initial ☑ Renewal
2. Applicant’s Full Business Legal Name:
Compass Direct LLC
CAROLINA
4. Applicant’s Principal Street Address: 300 Independence Ave SE
City: Washington
State: DC
Fund-Raising Consultant
License Application
Form Issue Date: 10/21/2003 Revised 2/16/18
Page 1 of 2
3. Applicant’s Principal Telephone Number:
(202) 318-5050
5. Applicant’s Mailing Address: c/o Charles H. Nave, P.C., 316 Mountain Avenue SW
City: Roanoke
6. Applicant’s Internet Site Address:
N/A
Zip Code: 20003
State: VA
Zip Code: 24016
7. Applicant’s Contact Person Email Address:
secretary@compassprofessional.com
8. Legal Form of Applicant’s Business:
☐ Sole Proprietor/Individual
☑ Limited Liability Corporation
☐ Corporation
Limited Liability Partnership
☐ General Partnership
☐ Other
9. Applicant’s State of Establishment:
Delaware
10. Applicant’s Date of Establishment:
7/24/2023
11. For non-NC corporations: Provide either of the following to verify the applicant’s current legal existence:
1. Certificate of Existence or Certificate of Good Standing from state of incorporation dated no more than six months prior to
date of signing of application, or
2. Actual webpage screenshot found on a publicly accessible regulatory authority website dated no more than thirty (30) days prior to
the date the license application was signed that includes the following elements:
•
Exact name of the entity as it appears on the license application; and
•
Language clearly verifying its status as a corporation in good standing in the state of incorporation (i.e. “current” or “active”); and
• Date the information was printed on the face of the document.
For un-incorporated NC applicants: Provide a copy of your assumed name certificate filed with the register of deeds, showing the register of deeds’
stamp.
12. If Applicant’s principal place of business is located outside North Carolina, ATTACH list of street addresses of any applicant offices located in
North Carolina.
ATTACHMENT 12 included? ☐ Yes ☑ No NC office
☐ Yes
13. Are ANY of applicant’s’ owners, directors, officers, or employees RELATED as parent, spouse, child, or sibling to ANY of applicant’s other
directors, officers, owners, or employees?
☐ Yes ☑ No
If answer is YES, attach a brief written explanation. ATTACHMENT 13 included? ☐ Yes
14. Are ANY of applicant’s’ owners, directors, officers, or employees RELATED as parent, spouse, child, or sibling to ANY officer, director,
trustee, or employee of any charitable organization or sponsor under contract with applicant?
☐ Yes ☑ No
If answer is YES, attach a brief written explanation, ATTACHMENT 14 included?
15. Are ANY of applicant’s’ owners, directors, officers, or employees RELATED as parent, spouse, child, or sibling to ANY supplier or vendor
providing goods or services to any charitable organization or sponsor under contract with the applicant?
☐ Yes ☑ No
If answer is YES, attach a brief written explanation. ATTACHMENT 15 included? ☐ Yes
16. Within the last five (5) years, has the applicant, or any of the applicant’s directors, officers, employees, agents, or persons with a controlling
interest in the applicant been convicted of ANY felony?
☐ Yes ☑ No
ATTACHMENT 16 included? ☐ Yes
If answer is YES, attach a brief written explanation.
17. Within the last five (5) years, has the applicant, or any of the applicant’s directors, officers, employees, agents, or persons with a controlling
interest in the applicant been convicted of ANY misdemeanor arising from the conduct of a solicitation for ANY charitable organization or sponsor
OR charitable or sponsor purpose?
If answer is YES, attach a brief written explanation.
☐ Yes ☑ No
ATTACHMENT 17 included? ☐ Yes
18. Within the last five (5) years, has the applicant, or any of the applicant’s directors, officers, employees, agents, or persons with a controlling
interest in the applicant been enjoined from violating ANY charitable solicitation law in this or ANY other state?
☐ Yes ☑ No
ATTACHMENT 18 included?
If answer is YES, attach a brief written explanation.
Yes
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